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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-09-30
DC RA APPROVED 2025-09-29
TX RA APPROVED_RES 2025-09-24
FL RA APPROVED 2025-09-10
  • OK RA
    APPROVED
    Since 2025-09-30
  • DC RA
    APPROVED
    Since 2025-09-29
  • TX RA
    APPROVED_RES
    Since 2025-09-24
  • FL RA
    APPROVED
    Since 2025-09-10

Branch Locations

Tamarac, FL • United States

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc St. Louis MO 02/2016 09/2018
Td Ameritrade, Inc. Aventura FL 02/2018 12/2022
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 12/2022
Charles Schwab And Co., Inc. St. Louis MO 12/2022 04/2025
Charles Schwab Bank Ssb St Louis MO 12/2022 04/2025
Thrivent Investment Management Inc. Minneapolis MN 08/2025 Present
Thrivent Financial Appleton WI 08/2025 Present
Broward Co Coconut Creek FL 05/2025 07/2025
  • 02/2016 → 09/2018
    Scottrade, Inc
    St. Louis, MO
  • 02/2018 → 12/2022
    Td Ameritrade, Inc.
    Aventura, FL
  • 02/2018 → 12/2022
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 12/2022 → 04/2025
    Charles Schwab And Co., Inc.
    St. Louis, MO
  • 12/2022 → 04/2025
    Charles Schwab Bank Ssb
    St Louis, MO
  • 08/2025 → Present
    Minneapolis, MN
  • 08/2025 → Present
    Thrivent Financial
    Appleton, WI
  • 05/2025 → 07/2025
    Broward Co
    Coconut Creek, FL
Previous Registrations
  • 2022-02-08 → 2025-04-05
    West Palm Beach, FL
    Plantation, FL
    Fort Lauderdale, FL
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Aventura, FL
    West Palm Beach, FL
    Plantation, FL
  • 2018-02-28 → 2022-10-14
    Td Ameritrade, Inc.
    Aventura, FL
    West Palm Beach, FL
    Plantation, FL
    Omaha, NE
  • 2017-07-27 → 2018-02-26
    Scottrade Investment Management
    Pembroke Pines, FL
  • 2009-07-22 → 2016-02-02
    Harrisdirect Llc
    Arlington, VA
    Ft. Lauderdale, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-20
S63 Uniform Securities Agent State Law Examination 2006-11-10
  • S66 Uniform Combined State Law Examination
    2009-04-20
  • S63 Uniform Securities Agent State Law Examination
    2006-11-10
Other Names
  • Michael Whylie
  • Mike Whylie
  • Mike Whylie
  • Michael Dale Whylie

View on SEC IAPD

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