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Independent Financial Group, LLC CRD 7717
$12.9B regulatory AUM 301 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED_RES | 2022-07-27 |
Branch Locations
6345 Balboa Blvd. Building 1 Suite 100, Encino, CA 91316 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Npb Financial Group Llc | Encino | CA | 05/2006 | 07/2022 |
| Pash & Benson International Ltc | Encino | CA | 07/1981 | 01/2025 |
| Independent Financial Group, Llc | Encino | CA | 07/2022 | Present |
(1) Insurance POSITION: Officer/Director NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 02/15/1990 ADDRESS: 5435 Balboa Blvd, Suite #106, Encino CA 91316, United States DESCRIPTION: Outside Insurance. (2) PAXTON CONSULTING GROUP POSITION: Consultant NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/27/2023 ADDRESS: 5435 Balboa Blvd, Suite #106, Encino CA 91316, United States DESCRIPTION: None (3) ADVISOR ASSOCIATE POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/21/2024 ADDRESS: 5435 Balboa Blvd, Suite #106, Encino CA 91316, United States DESCRIPTION: Marketing DBA for financial services.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-08-21 |
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