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Gary Gustave Benson

Independent Financial Group, LLC

Encino, CA

CRD 1182211

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Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED_RES 2022-07-27
  • CA RA
    APPROVED_RES
    Since 2022-07-27

Branch Locations

6345 Balboa Blvd. Building 1 Suite 100, Encino, CA 91316 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Npb Financial Group Llc Encino CA 05/2006 07/2022
Pash & Benson International Ltc Encino CA 07/1981 01/2025
Independent Financial Group, Llc Encino CA 07/2022 Present
  • 05/2006 → 07/2022
    Npb Financial Group Llc
    Encino, CA
  • 07/1981 → 01/2025
    Pash & Benson International Ltc
    Encino, CA
  • 07/2022 → Present
    Encino, CA
Previous Registrations
  • 2006-09-19 → 2025-01-21
    Pash & Benson International Ltd.
    Encino, CA
  • 2006-05-11 → 2022-07-28
    Npb Financial Group, Llc
    Encino, CA
    Burbank, CA
Other Businesses

(1) Insurance POSITION: Officer/Director NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 02/15/1990 ADDRESS: 5435 Balboa Blvd, Suite #106, Encino CA 91316, United States DESCRIPTION: Outside Insurance. (2) PAXTON CONSULTING GROUP POSITION: Consultant NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/27/2023 ADDRESS: 5435 Balboa Blvd, Suite #106, Encino CA 91316, United States DESCRIPTION: None (3) ADVISOR ASSOCIATE POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/21/2024 ADDRESS: 5435 Balboa Blvd, Suite #106, Encino CA 91316, United States DESCRIPTION: Marketing DBA for financial services.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-08-21
  • S63 Uniform Securities Agent State Law Examination
    1987-08-21

View on SEC IAPD

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