Robert Alan Karn

Current Employers

Employment History

• 10/1983 → 05/2022
  Royal Alliance Associates, Inc.
  Farmington, CT
• 12/1987 → Present
  Karn, Couzens & Associates, Inc.
  Farmington, CT
• 05/2022 → Present
  Cwm, Dba Carson Partners
  Farmington, CT
• 05/2022 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2022 → Present
  Alpha Holdings, Llc
  Avon, CT
• 06/2022 → Present
  Kc Financial, Inc.
  Farmington, CT

Previous Registrations

• 1990-07-23 → 2022-05-12
  Karn, Couzens & Associates, Inc.
  Farmington, CT
• 1993-10-27 → 2022-05-11
  Osaic Wealth, Inc.
  Farmington, CT
  Northampton, MA
  Torrington, CT

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, DBA CARSON PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR START DATE: 2/2022 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: I PROVIDE ADVISORY SERVICES TO CLIENTS WHEN NEEDED 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR START DATE: 9/1983 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: SALES OF LIFE, DISABILITY, ANNUITIES, AND LONG TERM-CARE 3. NAME OF OTHER BUSINESS: KCA REALTY INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: OFFICE SPACE AT BUSINESS ADDRESS START DATE: 1/1990 POSITION/TITLE/RELATIONSHIP: PART OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: OWNING AN OFFICE CONDO AT OUR BUSINESS ADDRESS 4. NAME OF OTHER BUSINESS: EDWARDS COMMONS ASSOC. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: RUN THE BUILDING OF CONDOS WHERE OUR OFFICE IS START DATE: 10/2019 POSITION/TITLE/RELATIONSHIP: MEMBER OF THE ASSOCIATION APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: MEMBER OF THE ASSOCIATION 5. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP HOLDINGS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 2/2022 POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: WILL PROVIDE BROKERAGE AND ADVISORY SERVICES TO CLIENT WHEN NEEDED 6. NAME OF OTHER BUSINESS: STATE OF CT INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PROVIDE NOTARY SERVICES TO CLIENTS WHEN NEEDED. START DATE: 2/2000 POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: NOTARY SERVICES; 7. NAME OF OTHER BUSINESS: ALPHA HOLDINGS, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING LLC; START DATE: 09/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OWNER, LLC ESTABLISHED TO HOLD PRIVATE SECURITIES; 8. NAME OF OTHER BUSINESS: KC FINANCIAL, INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START: 6/2022; TITLE: PRESIDENT/CO-OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; DUTIES: NO DUTIES;

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-01-19

Designations