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Elbert Clinton Smalls

Winyah Financial Services, LLC

Georgetown, SC

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Current Employers
Winyah Financial Services, Llc

Georgetown, SC • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-02-21
TX RA APPROVED_RES 2020-04-08
  • SC RA
    APPROVED
    Since 2025-02-21
  • TX RA
    APPROVED_RES
    Since 2020-04-08

Branch Locations

Georgetown, SC • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Winyah Financial Services, Llc Fka Sun Financial Services, Inc. Girdle Tree MD 09/1988 Present
  • 09/1988 → Present
    Winyah Financial Services, Llc Fka Sun Financial Services, Inc.
    Girdle Tree, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-14
S63 Uniform Securities Agent State Law Examination 1990-05-02
  • S65 Uniform Investment Adviser Law Examination
    2005-11-14
  • S63 Uniform Securities Agent State Law Examination
    1990-05-02
Other Names
  • Al Smalls

View on SEC IAPD

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