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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
Branch Locations
550 Kinderkamack Road Suite 151, Oradell, NJ 07649 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Emerson | NJ | 03/1983 | Present |
| Pruco Securities, Llc. | Emerson | NJ | 03/1983 | 11/2024 |
| Lpl Enterprise, Llc | Oradell | NJ | 11/2024 | Present |
1) 08/30/2024 - Wayne R Lettieri-Property and Casualty-Sale and service of automobile ins- inv. related- at Oradell, NJ- start date 01/01/2002- 5hrs/mnth-5hrs during trading 2) 08/30/2024- Wayne R Lettieri- Non-Variable Insurance Commission Trails- sale of health and dental insurance- inv. related- at, Oradell, NJ- start date 01/01/2017-0hrs.mnth-0hrs during trading 3) 03/19/2025 - Prudential- Property and Casualty- wright and service property and casualty business- inv. related- at Oradell, NJ- start date 02/01/1984- 100hrs/mnth-25hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-30 |
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