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Wayne Robert Lettieri

LPl Enterprise, LLC

Oradell, NJ

CRD 1181503

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

550 Kinderkamack Road Suite 151, Oradell, NJ 07649 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Emerson NJ 03/1983 Present
Pruco Securities, Llc. Emerson NJ 03/1983 11/2024
Lpl Enterprise, Llc Oradell NJ 11/2024 Present
Previous Registrations
Other Businesses

1) 08/30/2024 - Wayne R Lettieri-Property and Casualty-Sale and service of automobile ins- inv. related- at Oradell, NJ- start date 01/01/2002- 5hrs/mnth-5hrs during trading 2) 08/30/2024- Wayne R Lettieri- Non-Variable Insurance Commission Trails- sale of health and dental insurance- inv. related- at, Oradell, NJ- start date 01/01/2017-0hrs.mnth-0hrs during trading 3) 03/19/2025 - Prudential- Property and Casualty- wright and service property and casualty business- inv. related- at Oradell, NJ- start date 02/01/1984- 100hrs/mnth-25hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-30
  • S65 Uniform Investment Adviser Law Examination
    2016-08-30
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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