Bruce J Katz

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1983 → 05/2019
  First Investors Corporation
  New York, NY
• 01/2013 → 05/2019
  First Investors Advisory Services Llc
  Miramar, FL
• 05/2019 → Present
  Cetera Investment Services Llc
  Sunrise, FL
• 06/2019 → Present
  Cetera Investment Advisers Llc
  Sunrise, FL

Previous Registrations

• 2013-02-12 → 2019-06-25
  Foresters Advisory Services, Llc
  Sunrise, FL

Exams

• S66 Uniform Combined State Law Examination
  2012-10-03
• S63 Uniform Securities Agent State Law Examination
  1996-03-12

Other Names

• Bruce J Katx
• Bruce J Katz
• Bruce Katz