James Vincent Rogan

Current Employers

Employment History

• 05/2009 → Present
  Cranberry Highlands Golf Course
  Cranberry Township, PA
• 07/2015 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2015 → Present
  Financial Management Strategies, Inc.
  Valley View, OH

Previous Registrations

• 2011-04-07 → 2015-07-31
  Lincoln Investment
  Cincinnati, OH
  Wexford, PA
• 2013-12-19 → 2015-07-31
  Capital Analysts
  Wexford, PA
• 2009-12-23 → 2010-08-02
  Mm Ascend Life Investor Services, Llc
  Wexford, PA
  Cincinnati, OH
• 2004-07-28 → 2010-01-08
  Voya Financial Partners, Llc
  Wexford, PA
  Pittsburgh, PA
• 2003-07-29 → 2004-08-04
  Gunnallen Financial, Inc
  Pittsburg, PA

Other Businesses

1.NAME OF OTHER BUSINESS: FINANCIAL MANAGEMENT STRATEGIES, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 07/2010 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PROVIDE ADVISORY SERVICES 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 07/2015 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 3. DBA VISION WEALTH MANAGEMENT, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 07/2015 INVESTMENT ADVISOR, APX 10 HOURS PER WEEK, DURING TRADING HOURS, DBA FOR FINANCIAL SERVICES.

Exams

• S66 Uniform Combined State Law Examination
  2002-11-11
• S63 Uniform Securities Agent State Law Examination
  1987-03-18

Other Names

• Jame Vincent Rogan
• James Rogan