Dennis Kelleher

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 08/2022
  Mutual Of Omaha Investor Services, Inc
  Omaha, NE
• 12/2022 → 12/2022
  Ameriprise Financial Services
  Plano, TX
• 06/2016 → 08/2022
  Mutual Of Omaha
  Paramus, NJ
• 09/2022 → 12/2022
  Unemployed
  Rockville Centre, NY
• 03/2020 → 03/2020
  Ameriprise Financial Services, Llc
  Plano, TX
• 12/2022 → 03/2025
  Ameriprise Financial Services, Llc.
  Plano, TX
• 03/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2025 → Present
  Cetera Advisors Llc
  Greenwood Village, CO
• 03/2025 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 03/2025 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 03/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2022-12-14 → 2025-03-12
  Ameriprise Financial Services, Llc
  Plano, TX
  The Colony, TX
  The Colony, TX
• 2016-08-10 → 2022-09-14
  Mutual Of Omaha Investor Services, Inc.
  Omaha, NE
  Monroe Township, NJ
  Omaha, NE
  Paramus, NJ
  Marlton, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-08-09
• S63 Uniform Securities Agent State Law Examination
  2013-07-29