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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-07-21
TX RA APPROVED_RES 2020-09-04
PA RA APPROVED 2019-10-18
  • FL RA
    APPROVED
    Since 2022-07-21
  • TX RA
    APPROVED_RES
    Since 2020-09-04
  • PA RA
    APPROVED
    Since 2019-10-18

Branch Locations

Finleyville, PA • United States

121 Champion Way Suite 200, Pittsburgh - South Hills, PA 15317 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 02/2009 01/2018
Jjb Hilliard Wl Lyons Llc Washington PA 01/2018 Present
Robert W. Baird & Co. Incorporated Washington PA 10/2019 Present
  • 02/2009 → 01/2018
    Pnc Investments
    Pittsburgh, PA
  • 01/2018 → Present
    Jjb Hilliard Wl Lyons Llc
    Washington, PA
  • 10/2019 → Present
    Washington, PA
Previous Registrations
  • 2018-01-11 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Washington, PA
  • 2009-03-02 → 2018-01-22
    Pittsburgh, PA
    Southpointe, PA
    Washington, PA
  • 2007-09-13 → 2009-02-13
    Fsc Securities Corporation
    Washington, PA
  • 2004-01-01 → 2006-10-31
    Southpointe, PA
    Southpointe, PA
  • 2003-06-11 → 2004-01-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    Cannonsburg, PA
Other Businesses

SOUTHPOINTE CHAMBER, START DATE 07/01/2016, 125 TECHNOLOGY DRIVE, CANONSBURG, PA 15317, BOARD MEMBER,LEAD DISCUSSION GROUPS, ORGANIZA AND WORK EVENTS, NO DUTIES WITH ANY MONIES BEING COLLECTED, 1 HR/MO, 0 HRS/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-27
S63 Uniform Securities Agent State Law Examination 1983-09-19
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27
  • S63 Uniform Securities Agent State Law Examination
    1983-09-19
Other Names
  • Sue Marshall
  • Susan J Haas
  • Susan Jane Haas
  • Sue Jane Haas

View on SEC IAPD

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