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4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-12-06 |
| TX | RA | APPROVED_RES | 2017-06-19 |
Branch Locations
201 Old Country Road Suite 206, Melville, NY 11747 • United States
365 Fifth Ave. South Ste. 206, Naples, FL 34102 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Capitol Group Llc | Naples | FL | 11/2014 | Present |
| Capitol Securities Management | Morristown | NJ | 04/2003 | Present |
1) Name of Business: Washington Capitol Group LLC. Investment-related: Yes Address: 649 Fifth Ave South Ste 215 Naples Fl 34102 2) Name of Business: NEW YORK CAPITOL GROUP LLC Investment-related: Yes Address: 2728 Tiburon Blvd. East Unit A-206. Naples, FL 34109. Nature of the other business: BUSINESS CONSULTATION, AFFINITY SERVICES, BUSINESS ADVISORY SERVICES, CORPORATE EXECUTIVE SERVICES, CORPORATE STRUCTURE & BUILD OUT, STRATEGIC ALLIANCES/ANALYSIS, PROFESSIONAL SERVICES, NON-VAIRABLE INSURANCE SALES. Position, title, or relationship with the other business: PRESIDENT. Start date: 11/01/2014. Approx number of hours/month you devote to the other business: 20-24 Approx number of hours/month you devote to the other business during securities trading hours:8 Describe your duties relating to the other business: BUSINESS CONSULTATION, AFFINITY SERVICES, BUSINESS ADVISORY SERVICES, CORPORATE EXECUTIVE SERVICES, CORPORATE STRUCTURE & BUILD OUT, STRATEGIC ALLIANCES/ANALYSIS, PROFESSIONAL SERVICES, NON-VAIRABLE INSURANCE SALES. 3)"Name of Business: Tiburon Estates Home Owners Association Investment-related: Yes Address: 2562 Tiburon Blvd E, Naples, FL 34109 Nature of the other business: Personal home owners association - assist with mgmt of residential community Position, title, or relationship with the other business: Director Start date: 1/29/25 Approx number of hours/month you devote to the other business: 1-2 Approx number of hours/month you devote to the other business during securities trading hours:1 Describe your duties relating to the other business: assist with mgmt of residential community
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-03 |
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