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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-03-17 |
| IN | RA | APPROVED | 2003-04-09 |
Branch Locations
5510 S East St Ste D, Indianapolis, IN 46227 • United States
217 E Southway Blvd Suite 105, Kokomo, IN 46902 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Indianapolis | IN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Indianapolis | IN | 03/2020 | Present |
Business Ownership; Kaiser & Associates; Owner; I have formed a legal entity to pay office expenses, like cable, phone, utilities, rent, common area maintence. Administrative Assistant, Paraplanner, & part-time office manager payroll,; 5510 S. East Street, Suite-D, Indianapolis, IN, 46227; Not Investment-Related; 04/30/2003; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; Kaiser & Associates LLC; Co-owner; Manage advisory business; 5510 S. East St. , Suite-D1, Indianapolis, IN, 46227; Investment-Related; 02/22/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-29 |
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