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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
| NY | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
615 W Mount Pleasant Avenue Suite 7, Livingston, NJ 07039 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Livingston | NJ | 03/1982 | Present |
| Pruco Securities, Llc. | Livingston | NJ | 04/1994 | 11/2024 |
| Lpl Enterprise, Llc | Livingston | NJ | 11/2024 | Present |
1) 02/19/2025-Pickleball Instructor-Owner-Coach/ Sports/ Fitness-Not Inv Related-At Livingston, NJ-Start date 09/05/2021-4hrs/mth-4hrs/mth during trading 2) 03/17/2025-The Pinnacle Group-Non-Variable Insurance-Inv Related-At Jacksonville, FL-Start date 01/01/2012-12hrs/mth-5hrs/mth during trading 3) 03/17/2025-Michael Goldstein-Property and Casualty-Agent-Inv Related-At Livingston, NJ-Start date 12/01/1982-10hrs/mth-8hrs/mth during trading 4)04/15/2025-Martin Financial Group-Property and Casualty-Agent-Inv Related-At East Windsor, NJ-Start date 03/18/2012-2hrs/mth-1hrs/mth during trading 5)04/16/2025-Goldstein and Goldstein Ins-Business Owner-Business Entity For Tax/Investment Purposes Only-Inv Related-At Livingston, NJ-Start date 07/01/2021-0hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-10 |
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