Peter Frederic Steger

Employer firm

Kingswood Wealth Advisors, LLC CRD 288792

$3.80B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• HOURLY CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → 02/2019
  Cambridge Investment Research, Inc
  Fairfield, IA
• 02/2011 → 02/2019
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 03/2019 → Present
  Kingswood Capital Partners, Llc
  San Diego, CA
• 03/2019 → Present
  Kingswood Wealth Advisors, Llc
  San Diego, CA

Previous Registrations

• 2011-02-25 → 2019-03-11
  Cambridge Investment Research Advisors, Inc.
  Chicago, IL
  Chicago, IL
• 2007-10-10 → 2011-02-28
  Valmark Advisers, Inc.
  Chicago, IL
• 1997-09-15 → 2007-10-03
  New England Securities
  Chicago, IL
  Chicago, IL
  Chicago, IL

Other Businesses

1)STEGER FINANCIAL GROUP, 120 SOUTH LASALLE, STE 1710, CHICAGO, IL, 4/1983 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1500/YR - 1200/TRADING. 2)HUTCHCRAFT VAN LINES, 1614 N LINCOLN, URBANA, IL, 1/1995 AS BOARD MEMBER, NIR - 10/YR - 0/TRADING. 3)KAPPA KAPPA OF SIGMA CHI HOUSE CORPORATION BOARD, 401 E JOHN ST, CHAMPAIGN, IL, 1/1995 AS BOARD MEMBER & PRESIDENT. NIR -NPO - 30 HR/YR - 0/TRADING. 4)THE EFFICIENT EDGE, 120 S LASALLE, STE 1710, CHICAGO, IL, 1/2010 AS PRESIDENT. LLC creates actuarial based strategies to optimize return on capital invested in life insurance. inv rel - 10 hr/wk - 2/trading. 5)LOYOLA ACADEMY, 1100 LARAMIE, WILMETTE, IL 60091. BEGAN 3/1/11 AS A VOLUNTEER COACH FOR FRESHMAN BASEBALL TEAM. NOT INVESTMENT RELATED. DEVOTES 6HR/WK, 0/TRADE. 6)JOHN AND ELIZABETH JONES GRANDCHILDREN TRUST 1992, GLENVIEW, IL. BEGAN ON 1/1/92 AS TRUSTEE. TRUSTEE MANAGEMENT OF THE DISTRIBUTION OF ANY MONIES, SIGN TAX RETURNS, SIGN STOCK AGREEMENT DOCUMENTS. ACTING AS TRUSTEE FOR GRANDCHILDREN OF THE JONES FAMILY SINCE 1992. 5 HRS/YEAR, NONE DURING TRADING. 7.STEGER FINANCIAL GROUP, 120 S LASALLE, STE 1710, CHICAGO, IL, 2/2009 AS PRESIDENT, PROVIDING BUSINESS MARKETING CONSULTING SERVICES. NIR - 20/YR - 12/TRADING. 8) International Legacy Solutions - Yes investment related - 120 S LaSalle, Suite 1710, Chicago, IL 60603 - Traditional & private life insurance - Business development - 10/1/20 - 40/hrs month - 35/hrs a month during trading hrs - I am in a business development role conducting myself as an insurance specialist who is licensed to sell VA life insurance. I will receive fixed life insurance or VA life insurance commissions with variable life commissions paid through my BD. There may also be trail fees based on assets which will be paid through my BD.

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-04-13

Designations

• Chartered Financial Consultant

Other Names

• Peter Frederic Steger
• Peter Frederic Steger