Philip Sheridan Almon

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Greenwood Village, CO
• 11/2016 → 06/2022
  Wells Fargo Clearing Services, Llc
  Greenwood Village, CO
• 06/2022 → Present
  Raymond James Financial Services Inc
  Greenwood Village, CO
• 06/2022 → Present
  Raymond James Financial Services Advisors
  Greenwood Village, CO
• 06/2022 → 06/2024
  Crux Wealth Advisors Llc
  Greenwood Village, CO

Previous Registrations

• 2011-01-03 → 2022-06-15
  Wells Fargo Clearing Services, Llc
  Greenwood Village, CO
  Castle Rock, CO
  Denver, CO
  Greenwood Village, CO
  Denver, CO
  Greenwood Village, CO
  Greenwood Village, CO
• 2009-05-29 → 2011-01-03
  Wells Fargo Investments, Llc
  Greenwood Village, CO
  Greenwood Village, CO
• 2007-02-09 → 2009-06-18
  Ubs Financial Services Inc.
  Denver, CO
  Weehawken, NJ
• 2001-11-15 → 2007-02-09
  Keybanc Capital Markets Inc.
  Centennial, CO
  Centennial, CO

Other Businesses

(1)Name of Business: Elevation Wealth Partners LLC Address: 5619 Dtc Pkwy Ste 800, Greenwood Village, CO, 80111-3139, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Attend annual meetings and other meetings scheduled during the year. When needed cast vote at meetings as a member of the LLC. Provide input and feedback relating to short term operations and long term health of the LLC. (2)Name of Business: Paper Street Soap Company LLP Address: 75 Crestone Way, Castle Rock, CO, 80108, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 02/20/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am the general partner of the family LLP. I hold 1% ownership as GP and my son is 99% owner as a normal partner (3)Name of Business: Philip Sheridan Investment Management LLC Address: 5251 DTC Pkwy Ste 1150, Greenwood Village, CO, 80111-3161, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 06/09/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner of DBA company that I use in conjunction with Raymond James in my financial advisory practice (4)Name of Business: Z J Associates LLP Address: 75 Crestone Way LLP, Castle Rock, CO, 80108, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 06/13/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am 1% owner and General Partner. My son Zach is 99% owner and a normal partner

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-06-17
• S63 Uniform Securities Agent State Law Examination
  1984-01-27