Mark Edwin Kluge

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → Present
  Blaustein, Dicesare, Kluge & Associate, Llc
  Rochester, NY
• 09/2016 → 06/2024
  Securities America, Inc.
  Rochester, NY
• 09/2016 → 06/2024
  Securities America Advisors, Inc.
  La Vista, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Rochester, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Rochester, NY

Previous Registrations

• 2016-09-23 → 2024-06-14
  Securities America Advisors, Inc.
  Rochester, NY
  La Vista, NE
• 2009-02-17 → 2016-09-23
  Wall Street Financial Group, Inc.
  Rochester, NY
  Rochester, NY
  Rochester, NY
  Victor, NY

Other Businesses

1. PROFESSIONAL ADVISORY COUNCIL OF THE UNIVERSITY OF ROCHESTER -council member -Volunteer on committee #HRS 1 -9/1/12 -Bloch Alumni & Advancement Center, 300 E River Rd Ste 117 A Rochester NY 1462 2. PLANNING GIVING COUNCIL OF UPSTATE NEW YORK -Member -Member of the Planning Giving Council of Upstate New York #HRS 1 -1/1/04 -300 E River Rd Rochester NY 14627 -Member of this National Association of Charitable Gift Planners affiliated Chapter in Upstate New York, provides a venue for regional professional advisors to meet regularly, work collaboratively in serving affluent clients in developing charitable planning solutions 3. ESTATE PLANNING COUNCIL OF ROCHESTER -Member -Member, Estate Planning Council of Rochester INVEST RELATED Yes #HRS 1 -9/1/90 -PO Box 227 East Rochester NY 14445 4. BLUEMARK ADVISORS POSITION: Associate NATURE: Associate at BlueMark Advisors, an independent wealth and risk management advisory practice INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 01/01/2016 ADDRESS: 2024 W, Henrietta Rd., Suite 5E, Rochester NY 14623 DESCRIPTION: Offering independent wealth management and insurance advisory services

Exams

• S66 Uniform Combined State Law Examination
  2009-02-09
• S63 Uniform Securities Agent State Law Examination
  1984-11-12