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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2015-05-14 |
Branch Locations
45 West 10000 South #106, Sandy, UT 84070 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Sandy | UT | 11/2010 | Present |
| Global Retirement Partners, Llc | Sandy | UT | 04/2015 | Present |
| Hub International Investment Services Inc. | Sandy | UT | 10/2019 | Present |
(1) 12/23/2014 * MRP * DBA for LPL Business (entity for LPL business) * MRP * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 12/01/2014 * 160 HRS/MO DURING SECS TRDG HRS. (2) 9/12/2019 - HUB International - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Start Date: 09/13/2019 - 160 Hours Per Month/160 Hours During Securities Trading - HUB International is buying my practice and will be 100% owner. Role will remain the same, but will now be an employee of HUB. (3) 9/13/2019 - MRP, a division of HUB International - DBA: MRP, a division of HUB International Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/13/2019 - 160 Hours Per Month/160 Hours During Securities Trading - HUB International is purchasing my practice and will now be 100% owner. (4) 9/26/2019 - Global Retirement Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 04/01/2015 - 100 Hours Per Month/80 Hours During Securities Trading - Consulting on Retirement Plans. (5) 9/26/2019 - Global Retirement Partners LLC - DBA: MRP, a division of HUB International Investment Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 09/13/2019 - 160 Hours Per Month During Securities Trading - Corporate Retirement Plan Consulting Services. (6) 12/30/2019 - HUB International Investment Services Inc. - Not Investment Related - At Reported Business Location(s) - Other-Accomodation Broker/Dealer - Started 10/31/2019 - 0 Hours Per Month - Only registered with this entity to receive payments from compensation paid to this entity from LPL. (7) 4/16/2021 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading. (8) 5/7/2021 - Global Retirement Partners, LLC - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Investment Advisor Representative - Start Date: 1/1/2021 - Service as an Investment Advisor Representative under the Global Retirement Partners RIA dba HUB Retirement and Wealth Management. Activities may include financial planning, rendering advice for a fee, retirement plan consulting, or other investment related financial consulting.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-12 |
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