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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2018-06-19 |
| TX | RA | APPROVED_RES | 2010-10-22 |
| IL | RA | APPROVED | 1998-04-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Dwight | IL | 03/1994 | Present |
1. 12/15/1997 - STOCK PROPERTIES, INC. - INVESTMENT RELATED - REAL ESTATE RENTAL - OWN & MANAGE RENTAL PROPERTY. 2. 12/15/1997 - NO BUSINESS NAME - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 1% OF TIME SPENT - PROVIDENT INSURANCE. 3. 8/9/2012 - PRAIRIE CREEK WEALTH ADVISORS, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 4. 10/7/2013 - STEPHEN J. TOCK, ATTORNEY - TAX PREP / ACCOUNTING / BOOKKEEPING - 2% OF TIME SPENT - PREPARE FEDERAL AND STATE TAX RETURNS, INCLUDING INCOME AND SALES TAX RETURNS. 5. 12/19/2013 - NO BUSINESS NAME - NOT INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - OTHER-NOTARY - TIME SPENT 1% - GENERAL DUTIES OF A NOTARY PUBLIC; SPECIFICALLY, NOTARIZING SIGNATURES OF INDIVIDUALS ON DOCUMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-19 |
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