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David Robert Frederick

Cetera Investment Advisers LLC

East Freedom, PA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
  • PA RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21

Branch Locations

259 Shoenfelt St, East Freedom, PA 16637 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Previous Registrations
  • 2008-02-15 → 2012-02-28
    Pacific West Financial Consultants Inc
    Renton, WA
  • 2005-12-06 → 2008-02-15
    Spire Wealth Management, Llc
    Newry, PA
  • 2002-12-02 → 2005-11-21
    Grove Point Investments, Llc
    Newry, PA
  • 1997-06-17 → 2002-12-31
    Harkins Investment Solutions, Inc.
    Newry, PA
Other Businesses

1. FREDERICK INSURANCE AGENCY AND ARK FINANCIAL SERVICES INC, DBA FOR FIXED INSURANCE AND SECURITIES BUSINESS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-12-15
  • S63 Uniform Securities Agent State Law Examination
    1983-12-15
Other Names
  • Dave Frederick

View on SEC IAPD

Other Firms

VIMCOR
EAGLE STRATEGIES LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
AMERIPRISE FINANCIAL SERVICES, LLC
OSAIC INSTITUTIONS, INC.
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

TODD DAVID FREDERICK
MARY ANN BOLT
GARY BRIAN VASSALOTTI
JAMIE PATRICIA MOYER
PAUL WALLACE GOOD
DANA MICHELLE PEO
Joseph James DeRiso
LINDSEY MARIE PARRISH

Other Offices

CETERA INVESTMENT ADVISERS LLC · DUNCANSVILLE, PA
VIMCOR · DUNCANSVILLE, PA
EAGLE STRATEGIES LLC · DUNCANSVILLE, PA
CETERA INVESTMENT ADVISERS LLC · HOLLIDAYSBURG, PA
CETERA INVESTMENT ADVISERS LLC · HOLIDAYSBURG, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Hollidaysburg, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Hollidaysburg, PA
EDWARD JONES · HOLLIDAYSBURG, PA

More in East Freedom, PA

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