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Michael Dean Woodman

Wells Fargo Clearing Services, LLC

Kearney, NE

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-08
NE RA APPROVED 2008-09-05
  • TX RA
    APPROVED
    Since 2019-05-08
  • NE RA
    APPROVED
    Since 2008-09-05

Branch Locations

21 W 21St St 2Nd Fl, Kearney, NE 68847 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Kearney NE 05/2009 11/2016
Wells Fargo Clearing Services, Llc Kearney NE 11/2016 Present
Previous Registrations
  • 2007-04-02 → 2008-09-04
    Morgan Stanley & Co. Llc
    Kearney, NE
    Omaha, NE
  • 1998-02-20 → 2007-04-02
    Morgan Stanley Dw Inc.
    Kearney, NE
    Omaha, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-25
S63 Uniform Securities Agent State Law Examination 1983-09-12
  • S65 Uniform Investment Adviser Law Examination
    1996-10-25
  • S63 Uniform Securities Agent State Law Examination
    1983-09-12

View on SEC IAPD

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Other Offices

EQUITABLE ADVISORS, LLC · KEARNEY, NE
AMERIPRISE FINANCIAL SERVICES, LLC · Kearney, NE
EDWARD JONES · KEARNEY, NE
LPL FINANCIAL LLC · KEARNEY, NE
STATE FARM INVESTMENT MANAGEMENT CORP. · Kearney, NE
EDWARD JONES · Kearney, NE
WEALTHPLAN INVESTMENT MANAGEMENT LLC · Kearney, NE
STATE FARM INVESTMENT MANAGEMENT CORP. · Kearney, NE

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