Larry Travis Poole

Current Employers

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-04-08
NC	RA	APPROVED	2007-09-14

TX RA
APPROVED_RES

Since 2025-04-08
NC RA
APPROVED

Since 2007-09-14

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Monroe, NC • United States

547 West Charles St. Ste. 200, Matthews, NC 28105 • United States

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2014-10-21

NC RA
APPROVED

Since 2014-10-21

Branch Locations

547 West Charles St. Ste. 200, Matthews, NC 28105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Helms Insurance Agency	Monroe	NC	08/1996	Present
Poole Financial Services Inc	Monroe	NC	06/2003	Present
Lincoln Investment Planning	Lutz	FL	09/2005	Present

08/1996 → Present

Helms Insurance Agency

Monroe, NC
06/2003 → Present

Poole Financial Services Inc

Monroe, NC
09/2005 → Present

Lincoln Investment Planning

Lutz, FL

Other Businesses

INSURANCE AND RETIREMENT PLANNING INC POSITION: President NATURE: Life Insurance; Fixed Annuities; Accident & Health INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/08/1994 ADDRESS: 2726 Rolling Hills Drive, Monroe NC 28110, United States DESCRIPTION: This corporation was opened on 4-8-1994 for the purpose of providing fixed annuity, life and health insurance to clients. POOLE FINANCIAL SERVICES, INC POSITION: 50% Owner, President NATURE: Life Insurance; Fixed Annuities; Accident & Health INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/06/2003 ADDRESS: 2726 Rolling Hills Dr, Monroe NC 28110, United States DESCRIPTION: Provide access to life insurance and fixed annuity products to clients.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-09-12
S63	Uniform Securities Agent State Law Examination	1984-01-05

S65 Uniform Investment Adviser Law Examination

2007-09-12
S63 Uniform Securities Agent State Law Examination

1984-01-05

View on SEC IAPD