Kenneth G Montal

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-07-13
NJ	RA	APPROVED	2026-06-03

TX RA
APPROVED

Since 2026-07-13
NJ RA
APPROVED

Since 2026-06-03

Branch Locations

61 South Paramus Road Suite 360, Paramus, NJ 07652 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Incc	Paramus	NJ	12/2010	06/2026
Raymond James & Associates, Inc.	Paramus	NJ	06/2026	Present

12/2010 → 06/2026

Ubs Financial Services Incc

Paramus, NJ
06/2026 → Present

Raymond James & Associates, Inc.

Paramus, NJ

Previous Registrations

2010-12-01 → 2026-06-12

Ubs Financial Services Inc.

Paramus, NJ

Paramus, NJ

Mahwah, NJ
2009-06-01 → 2010-12-08

Morgan Stanley

Paramus, NJ
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Paramus, NJ

Purchase, NY
2006-09-08 → 2007-04-02

Morgan Stanley Dw Inc.

Purchase, NY

Purchase, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-08-17
S63	Uniform Securities Agent State Law Examination	1983-11-18

S65 Uniform Investment Adviser Law Examination

2000-08-17
S63 Uniform Securities Agent State Law Examination

1983-11-18

Other Names

Kenneth Gregg Montal
Kenneth Gregg Montal
Kenneth Greg Montal
Ken Montal

View on SEC IAPD