Craig Allen Hoelzer

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mount Kisco, NY
• 12/2011 → Present
  Bank Of America, N.A.
  Mount Kisco, NY

Previous Registrations

• 1992-02-11 → 2003-05-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mount Kisco, NY

Other Businesses

I*47798 ENTITY TYPE: FIDUCIARY ROLE NAME OF OUTSIDE BUSINESS ORGANIZATION: TRUST INVESTMENT RELATED: (YES OR NO): NO ADDRESS OF BUSINESS: NEW CANAAN CT 06840 POSITION, TITLE, ASSOCIATION: POWER OF ATTORNEY START DATE OF RELATIONSHIP: 09/23/2010 NUMBER OF HOURS DEVOTED PER MONTH: 2 MONTHLY NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: N/A DUTIES: POA FOR FATHERS ACCOUNTS I*47800 ENTITY TYPE: FIDUCIARY ROLE NAME OF OUTSIDE BUSINESS ORGANIZATION: TRUST INVESTMENT RELATED: (YES OR NO): NO ADDRESS OF BUSINESS: NEW CANAAN CT 06840 POSITION, TITLE, ASSOCIATION: POWER OF ATTORNEY START DATE OF RELATIONSHIP: 09/23/2010 NUMBER OF HOURS DEVOTED PER MONTH: 2 MONTHLY NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: N/A DUTIES: POA FOR FATHERS ACCOUNT I*47801 ENTITY TYPE: FIDUCIARY ROLE NAME OF OUTSIDE BUSINESS ORGANIZATION: IRA INVESTMENT RELATED: (YES OR NO): NO ADDRESS OF BUSINESS: NEW CANAAN CT 06840 POSITION, TITLE, ASSOCIATION: POWER OF ATTORNEY START DATE OF RELATIONSHIP: 09/23/2010 NUMBER OF HOURS DEVOTED PER MONTH: 2 MONTHLY NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: N/A DUTIES: POA FOR FATHERS ACCOUNT I*3104296 Entity Type: Fiduciary role Name of OBA: C. A. H. TTEE S. S. H. TTEE U/A DTD Address: Vero Beach, Florida, 32963 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 05/05/2021 Number of Hours: 0 Number of Hours during trading: 0 Duties: Trustee/Self, Spouse

Exams

• S66 Uniform Combined State Law Examination
  2021-03-05
• S65 Uniform Investment Adviser Law Examination
  1995-03-30
• S63 Uniform Securities Agent State Law Examination
  1984-03-02

Other Names

• Craig Allan Hoelzer