Kristin Ann Carter

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2015-05-19
TX	RA	APPROVED	2015-05-15

FL RA
APPROVED

Since 2015-05-19
TX RA
APPROVED

Since 2015-05-15

Branch Locations

238 S Washington Blvd, Sarasota, FL 34236 • United States

2704 Manatee Ave W [Satellite], Bradenton, FL 34205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Bradenton	FL	05/2015	Present

05/2015 → Present

Wells Fargo Advisors Financial Network, Llc

Bradenton, FL

Previous Registrations

2008-01-01 → 2015-05-15

Wells Fargo Clearing Services, Llc

Bradenton, FL
1994-07-18 → 2008-01-01

A. G. Edwards & Sons, Inc.

Bradenton, FL

St. Louis, MO

Bradenton, FL

Other Businesses

2704 MANATEE AVE W LLC; INV. RELATED; BRADENTON, FL; 100% OWNERSHIP; RENTAL PROPERTY; START 2/10/2015; 4 HRS PER MONTH; 0 HRS DURING TRADING.| CARTER ROBINSON LLC, INV. RELATED, BRADENTON, FL, 100% OWNERSHIP, START 5/18/2015, 3 HRS PER MONTH, 1 HOUR DURING TRADING, FINET PRACTICE| CAPSTAN INSURANCE CONSULTING LLC; INV RELATED; SARASOTA, FL; AGENT; START 06/16/2025; 5 HOURS PER MONTH; 5 HOURS DURING TRADING HOURS; PROCESS FINET APPROVED OUTSIDE INSURANCE RELATED BUSINESS

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-08-21

S63 Uniform Securities Agent State Law Examination

1991-08-21

Designations

View on SEC IAPD

Current Employers

Wells Fargo Advisors Financial Network, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews