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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-02-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed / Dba Empiron Agency | Orchard Park | NY | 07/1988 | 01/2024 |
| Cadaret, Grant & Co., Inc. | Williamsville | NY | 05/2013 | 01/2024 |
| Wny Asset Management | Williamsville | NY | 05/2013 | 01/2024 |
| Niagara University | Niagara University | NY | 09/2012 | 01/2024 |
| Wny Asset Management Llc | Williamsville | NY | 10/2015 | 01/2024 |
| Lpl Financial, Llc | Orchard Park | NY | 02/2024 | Present |
1. 02/01/2024 - No Business Name - Inv Related - Real Estate Rental 2. 02/01/2024 - No Business name - Inv related - At Reported Business Location(s) - Non-Variable Insurance - Producer 3. 02/01/2024 - Non-Variable Insurance / Inv. Related / Orchard Park, NY / Start date 01/17/2024 - 4 Hrs per month - 1 % Time spent 4. 02/02/2024 - Evan Wardner - Real Estate Rental - Investment Related - Buffalo, NY - Start Date 7/1/1997 - 4 Hours Per Month 5. 02/23/2024 - AIM Independent Living Center - Non-Inv Related - Painted Post, NY - Outside/W-2 Employment - Started: 2/13/2024 - 5 Hrs/Mo; 0 Hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-09-05 |
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