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Michael Richard Doren

Ubs Financial Services Inc.

Palm Beach Gardens, FL

Florham Park, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-12-20
NJ RA APPROVED 2008-06-13
  • FL RA
    APPROVED
    Since 2021-12-20
  • NJ RA
    APPROVED
    Since 2008-06-13

Branch Locations

3801 Pga Blvd. Suite 1000, Palm Beach Gardens, FL 33410 • United States

500 Campus Drive 2Nd Floor, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Florham Park NJ 05/2008 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-04
S63 Uniform Securities Agent State Law Examination 1990-01-26
  • S66 Uniform Combined State Law Examination
    2002-06-04
  • S63 Uniform Securities Agent State Law Examination
    1990-01-26

View on SEC IAPD

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