Nicholas George Poulis

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → Present
  Morgan Stanley & Co., Incorporated
  Ridgewood, NJ
• 06/2009 → Present
  Morgan Stanley Smith Barney
  Ridgewood, NJ
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Ridgewood, NJ
• 2004-02-16 → 2007-04-02
  Morgan Stanley Dw Inc.
  Ridgewood, NJ
  Ridgewood, NJ

Other Businesses

*244257 - Chian Federation; Investment related - No; Greek Cultural, Educational, charitable organization; Finance Committee As Chief Financial Officer. (proprietor, partner, officer, director, employee, trustee, agent); Jan 2018; During business hours: 0; After business hours: 10; Fundraising, Business Development/Growth. * 391080-;Estate; Investment related Yes; Executor; Jan 2020; During business hours: 1; After business hours: 4.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-02-13
• S63 Uniform Securities Agent State Law Examination
  1994-05-24