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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-14 |
Branch Locations
641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States
Minnetonka, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Wayzata | MN | 11/2011 | Present |
| City National Bank | Wayzata | MN | 03/2023 | Present |
NOTARY PUBLIC; INVESTMENT RELATED; MN; NOTARIZE DOCUMENTS; START 1985; <1 HR PER YEAR 0 DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-20 |
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