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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-09-06 |
Branch Locations
200 Crescent Court Suite 500, Dallas, TX 75201 • United States
Horseshoe Bay, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | Houston | TX | 10/2006 | 09/2016 |
| Raymond James & Associates, Inc. | Dallas | TX | 09/2016 | Present |
1) Thomas H Winford Family Trust; Investment related? : YES ; Address: 15252 Saddlewood Dr, Conroe; Nature of Business: Acting as Trustee; Title/position: Trustee; Start date of affiliation: 25-Sep-2015; Number of Hours per/Month devoted: 4hrs; Number of trading hours per/Month devoted: 0; Description of duties: Act as Trustee. 2)Christine W Winford Trust; Investment related? : Yes; Address: 15252 Saddlewood Dr, Conroe; Nature of Business: Acting as Trustee; Title/position: Trustee; Start date of affiliation: 6/24/15; Number of Hours per/Month devoted: 4hrs; Number of trading hours per/Month devoted : 0; Description of duties: Act as Trustee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-19 |
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