Bradley Alan Roberts

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-11-18
TX	RA	APPROVED_RES	2011-03-02
VA	RA	APPROVED	2009-06-01

FL RA
APPROVED

Since 2025-11-18
TX RA
APPROVED_RES

Since 2011-03-02
VA RA
APPROVED

Since 2009-06-01

Branch Locations

Lakewood Ranch, FL • United States

35 Village Road Suite 601, Middleton, MA 01949 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Middleton	MA	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Middleton, MA
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Middleton, MA
1991-12-17 → 2007-04-02

Morgan Stanley Dw Inc.

Danvers, MA

Danvers, MA

Other Businesses

*OBI - 562754 - Rental Property ; Investment related - Yes ; Lakewood Ranch, Florida ; Real Estate ; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 8/2023 ; During business hours : 1 ; After business hours : 0 ; Check Signing/Funds Disbursements *641152 - Rental Property Boat Slip; Investment related-Yes; Newbury, New Hampshire; Recreation; Other (proprietor, partner, officer, director, employee, trustee, agent); 05/2025; During business hours: 0; After business hours: 0; Other.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1991-12-06
S63	Uniform Securities Agent State Law Examination	1983-09-24

S65 Uniform Investment Adviser Law Examination

1991-12-06
S63 Uniform Securities Agent State Law Examination

1983-09-24

Other Names

Bradley Alan Ruben

View on SEC IAPD