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11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-01-05 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
1350 Market St. #224, Tallahassee, FL 32312 • United States
1011 Route 22 Suite 104, Bridgewater, NJ 08807 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Tallahassee | FL | 07/1998 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | Present |
| Mml Investors Services, Llc | Tallahassee | FL | 03/2017 | 01/2021 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 01/2021 | Present |
1 -- RENTAL POSITION: owner NATURE: rental INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2016 ADDRESS: 872 Gibson Sawmill Road, Havana FL 32333, United States DESCRIPTION: occasionally yard work 2 -- ABMM FINANCIAL, Is Investment Related, DBA, Financial Professional, 2020-12-28,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment and Advisory Sales. Life Insurance sales- Term, Whole life, universal -agent capacity 3 -- EXTRA POINT CLUB, Is Not Investment Related, Support FSU Athletics, Committee Chair Fundraising, START DATE: 5/10/2024, 2 hours per month,0 hours per month during trading hours, No Compensation Compensation, Organize bake sales and garage sales and sell items donated to club 4-- SUSAN FRISTOE FINANCIAL, LLC; NOT INSVESTMENT RELATED; OWNER; 0HOURS PER MONTH; O HOURS TRADING; ADDRESS; 1350 MARKET STREET SUITE 224 TALLAHASSEE, FL 32312; BUSINESS DISCRIPTION: EMPLOYEES PAYROLL.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-05 |
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