Susan Doxsee Fristoe

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1998 → 03/2017
  Metlife Securities Inc.
  Tallahassee, FL
• 07/2016 → Present
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 01/2021
  Mml Investors Services, Llc
  Tallahassee, FL
• 01/2021 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2017-03-25 → 2021-01-07
  Mml Investors Services, Llc
  Tallahassee, FL
• 2007-01-05 → 2017-03-25
  Msi Financial Services, Inc.
  Tallahassee, FL
  Tallahassee, FL
  Tallahassee, FL
  Tallahassee, FL
  Orlando, FL
  Tallahassee, FL

Other Businesses

1 -- RENTAL POSITION: owner NATURE: rental INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2016 ADDRESS: 872 Gibson Sawmill Road, Havana FL 32333, United States DESCRIPTION: occasionally yard work 2 -- ABMM FINANCIAL, Is Investment Related, DBA, Financial Professional, 2020-12-28,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment and Advisory Sales. Life Insurance sales- Term, Whole life, universal -agent capacity 3 -- EXTRA POINT CLUB, Is Not Investment Related, Support FSU Athletics, Committee Chair Fundraising, START DATE: 5/10/2024, 2 hours per month,0 hours per month during trading hours, No Compensation Compensation, Organize bake sales and garage sales and sell items donated to club 4-- SUSAN FRISTOE FINANCIAL, LLC; NOT INSVESTMENT RELATED; OWNER; 0HOURS PER MONTH; O HOURS TRADING; ADDRESS; 1350 MARKET STREET SUITE 224 TALLAHASSEE, FL 32312; BUSINESS DISCRIPTION: EMPLOYEES PAYROLL.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-12-22
• S63 Uniform Securities Agent State Law Examination
  1993-04-05

Other Names

• Susan Doxsee