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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-20 |
| LA | RA | APPROVED | 2021-09-17 |
Branch Locations
1100 Poydras St Ste 1000, New Orleans, LA 70163-1000 • United States
New Orleans, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New Orleans | LA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New Orleans | LA | 11/2016 | 09/2021 |
| Ameriprise Financial Services, Llc | New Orleans | LA | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-24 |
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