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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-25 |
| GA | RA | APPROVED | 2023-11-03 |
| LA | RA | APPROVED | 2023-11-03 |
| MS | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED_RES | 2023-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Metarie | LA | 01/2004 | 11/2023 |
| Osaic Wealth, Inc. | Metairie | LA | 11/2023 | Present |
1. INSURANCE POSITION: owner NATURE: Insurance agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/1984 ADDRESS: 414 Clearview Pkwy, Metairie LA 70001, United States DESCRIPTION: Insurance sales 2. BRISENO INVESTMENTS LLC POSITION: Partner - NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 381 Carr Dr, Slidell LA 70458, United States DESCRIPTION: Owner of a small office building.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-25 |
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