Dwight Joseph Fontana

Employer firm

Lasalle St. Investment Advisors, L.l.c. CRD 109701

$5.74B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-10-26
TX	RA	APPROVED	2017-03-09
LA	RA	APPROVED	2016-01-29

FL RA
APPROVED

Since 2023-10-26
TX RA
APPROVED

Since 2017-03-09
LA RA
APPROVED

Since 2016-01-29

Branch Locations

Mandeville, LA • United States

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lasalle St. Securities, Llc	Mandeville	LA	01/2002	Present

01/2002 → Present

Lasalle St. Securities, Llc

Mandeville, LA

Other Businesses

FIXED INSURANCE;NORTHSHORE REGIONAL HUMANE RESOURCE ASSOCIATION - NON-PROFIT NO COMPENSATION; AUDUBON FLIGHT 107 CORNERSTON DR, MANDEVILLE LA 70448, 3/1/15. AVIATION CONSULTING, PRESIDENT-OWNER. 100% FIN INT USING PERSONAL ASSETS. NO SALARY/COMPENSATION AT THIS TIME. 3% M/F; FLIGHTLINE FIRST, LLC- CHARTER AIRCRAFT PILOT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-01-07
S63	Uniform Securities Agent State Law Examination	1983-08-25

S66 Uniform Combined State Law Examination

2016-01-07
S63 Uniform Securities Agent State Law Examination

1983-08-25

View on SEC IAPD