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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-02-22 |
Branch Locations
1 Independent Dr 24Th Fl, Jacksonville, FL 32202 • United States
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup | New York | NY | 08/2016 | 09/2017 |
| Wells Fargo Clearing Services Llc | New York | NY | 09/2017 | 07/2021 |
| City National Bank | Fort Lauderdale | FL | 02/2022 | 01/2023 |
| Wells Fargo | Miami | FL | 07/2021 | 02/2022 |
| Bci Securities | Miami | FL | 01/2023 | 01/2023 |
| Wells Fargo Clearing Services | Fort Lauderdale | FL | 02/2023 | Present |
| Wells Fargo Bank | Fort Lauderdale | FL | 02/2023 | Present |
CO-TRUSTEE FOR FATHER'S REVOCABLE LIVING TRUST; INV RELATED; JACKSONVILLE, FL; CO-TRUSTEE; 07/2023; 1 HOUR PER MONTH; 0 DURING TRADING; CO-TRUSTEE POWER OF ATTORNEY FOR FATHER; INV RELATED; JACKSONVILLE FL; POA; 07/2023; 1 HOUR A MONTH; 0 DURING TRADING HOURS; POWER OF ATTORNEY FOR FATHER CO-TRUSTEE FOR MOTHER, INV RELATED, FORT LAUDERDALE, FL, START: 8/17/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2010-08-04 |
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