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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-07 |
| FL | RA | APPROVED | 2017-09-18 |
| MA | RA | APPROVED | 2009-02-23 |
| MD | RA | APPROVED | 2009-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird | Towson | MD | 02/2009 | Present |
Name/Address: Mission Helpers of the Sacred Heart 1001 West Joppa Rd Towson MD 21224 Start Date: 3/17/21 Hours Spent: 0-1 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Finance Committee Member; review budget, review fundraising projects, evaluate outside money managers. Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-31 |
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