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Linda Diane Bryan-Dobbs

Wells Fargo Clearing Services, LLC

Wichita Falls, TX

Fort Worth, TX

Wichita Falls, TX

CRD 1176964

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-08-19
  • TX RA
    APPROVED
    Since 2013-08-19

Branch Locations

2301 Kell Blvd, Wichita Falls, TX 76308 • United States

201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States

2714 Southwest Pkwy, Wichita Falls, TX 76308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Antonio TX 08/2013 11/2016
Wells Fargo Clearing Services, Llc San Antonio TX 11/2016 Present
Previous Registrations
Other Businesses

UBER EATS, NOT INV RELATED, SAN FRANCISCO, CA, DRIVER, START 7/10/2019, 20 HOURS PER MONTH, ZERO DURING TRADING, FOOD DELIVERY DRIVER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-04
S63 Uniform Securities Agent State Law Examination 1984-07-16
  • S65 Uniform Investment Adviser Law Examination
    1999-05-04
  • S63 Uniform Securities Agent State Law Examination
    1984-07-16
Other Names
  • Linda Diane Bryan
  • Diane Bryan-Dobbs
  • Diane Diane Bryan-Dobbs

View on SEC IAPD

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