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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-07 |
| CA | RA | APPROVED | 2012-10-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stockton | CA | 09/2012 | Present |
I*4513286 Entity Type: N/A Name of OBA: P M L Address: Stockton, California, 95207 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 03/12/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Spouse
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-10 |
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