Mark Steven Waldman

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1983 → Present
  Mark Waldman
  Falls Church, VA
• 03/1996 → Present
  Federal Times Newspaper
  Springfield, VA
• 10/2007 → Present
  Mark Waldman
  Vienna, VA
• 03/2008 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 05/2008 → 03/2024
  Waldman Financial Advisers
  Vienna, VA
• 01/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2008-05-06 → 2024-03-07
  Waldman Financial Advisers
  North Chesterfield, VA
• 2024-01-04 → 2024-01-16
  Cambridge Investment Research Advisors, Inc.
  North Chesterfield, VA
• 2008-03-03 → 2008-05-06
  Cambridge Investment Research Advisors, Inc.
  Vienna, VA
• 1998-07-09 → 2008-03-04
  Securities America Advisors, Inc.
  Vienna, VA

Other Businesses

1)INDEPENDENT INSURANCE AGENT, 501 CHURCH ST NE STE 110, VIENNA, VA, 6/1985 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/MO - 0/TRADING. 2)MARK WALDMAN, 501 CHURCH ST NE #110, VIENNA, VA 22180. BEGAN 2/91 PROVIDING RETIREMENT PLANNING SEMINARS TO FEDERAL AGENCIES. INVESTMENT RELATED. DEVOTES 30 HRS/YR, 30 HRS/YR DURING TRADING. 3)WALDMAN FINANCIAL ADVISERS LLC, 501 CHURCH ST NE STE 110, VIENNA, VA, 5/2008 AS ADVISORY REP OF A RIA. INV REL - 50/WK - 30/TRADING. 4)WALDMAN MANAGEMENT INC 8427 HOLLIS LANE VIENNA, VA 22182. BEGAN 12/01/2011 AS VP/SECRETARY, WHO PROVIDES MANAGMENT SERVICES TO WALDMAN FINANCIAL ADVISERS. NOT INVESMENT RELATED. DEVOTES 10 HRS/WK. NONE DURING TRADING. 5)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 03/2008

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-04-30

Designations

• Certified Financial Planner