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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2024-01-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial | South Charleston | WV | 03/2007 | 01/2024 |
| Osaic Wealth, Inc. | South Charleston | WV | 01/2024 | Present |
1. MICHAEL A FRONTINO POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2007; ADDRESS: 318 Fifth Avenue, South Charleston WV 25303, United States DESCRIPTION: Licensed to sell Life and Health Insurance. 2. HERITAGE INVESTMENT GROUP POSITION: DBA NATURE: Greg Cox S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/06/2007 ADDRESS: 318 Fifth Avenue, South Charleston WV 25303, United States DESCRIPTION: Heritage Investment Group is our DBA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-01 |
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