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Gloria Infante

J.P. Morgan Securities LLC

Palo Alto, CA

San Francisco, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-04
CA RA APPROVED 2024-03-08
  • TX RA
    APPROVED_RES
    Since 2024-04-04
  • CA RA
    APPROVED
    Since 2024-03-08

Branch Locations

2100 El Camino Real, Palo Alto, CA 94306 • United States

1 Front Street, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palo Alto CA 10/2009 07/2019
First Republic Securities Company, Llc Palo Alto CA 07/2019 10/2023
First Republic Investment Management, Inc. Palo Alto CA 07/2019 Present
J.P. Morgan Securities Llc Palo Alto CA 09/2023 Present
Jpmorgan Chase Bank, N.A. Palo Alto CA 10/2023 Present
Previous Registrations
  • 2019-07-26 → 2025-03-21
    J.P. Morgan Private Wealth Advisors Llc
    Palo Alto, CA
  • 2009-10-23 → 2019-07-29
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Menlo Park, CA
    Palo Alto, CA
  • 2006-11-02 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Palo Alto, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-31
  • S66 Uniform Combined State Law Examination
    2006-10-31
Other Names
  • Gloria Infante
  • Gloria Marie Infante

View on SEC IAPD

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STRATEGIC ADVISERS LLC · PALO ALTO, CA
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AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA
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