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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-10-15
NY RA APPROVED 2021-08-17
CA RA APPROVED 2017-06-20
  • CT RA
    APPROVED
    Since 2024-10-15
  • NY RA
    APPROVED
    Since 2021-08-17
  • CA RA
    APPROVED
    Since 2017-06-20

Branch Locations

Citi Wealth Management, Sales 750 Washington Blvd, Fl 7, Stamford, CT 06901 • United States

Stamford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Oak Park CA 07/2016 05/2017
Citigroup Thousand Oaks CA 05/2017 Present
  • 07/2016 → 05/2017
    Unemployed
    Oak Park, CA
  • 05/2017 → Present
    Citigroup
    Thousand Oaks, CA
Previous Registrations
  • 2014-11-05 → 2016-07-13
    Westlake Village, CA
  • 2008-08-06 → 2014-11-20
    Santa Monica, CA
    Seattle, WA
    Los Angeles, CA
    Artesia, CA
    Daly City, CA
    Mercer Island, WA
    Los Angeles, CA
    Walnut, CA
    Mountain View, CA
    San Jose, CA
    San Francisco, CA
    Rolling Hills Estates, CA
    Redmond, WA
    Chula Vista, CA
    Bellevue, WA
    Beverly Hills, CA
    Arcadia, CA
    San Francisco, CA
    Torrance, CA
    Milpitas, CA
    Los Angeles, CA
    Arcadia, CA
    Irvine, CA
    Palo Alto, CA
    Encino, CA
    Oakland, CA
    Rowland Heights, CA
    Pasadena, CA
    San Francisco, CA
    Diamond Bar, CA
    Fremont, CA
    Cupertino, CA
    Fremont, CA
    San Mateo, CA
    Los Angeles, CA
    Alhambra, CA
    Glendale, CA
    Millbrae, CA
    Beverly Hills, CA
    San Francisco, CA
    Garden Grove, CA
    San Marino, CA
    Beverly Hills, CA
    Temple City, CA
    San Ysidro, CA
    San Diego, CA
  • 2007-09-13 → 2008-07-24
    West Lake Village, CA
    Los Angeles, CA
    Glendale, CA
  • 2005-04-25 → 2006-07-05
    Chase Investment Services Corp.
    Pomona, NY
    Yorktown Heights, NY
    Thornwood, NY
    Bedford, NY
    Croton-On-Hudson, NY
    Hartsdale, NY
    White Plains, NY
    Larchmont, NY
    Scarsdale, NY
    Mount Vernon, NY
    Scarsdale, NY
    Yonkers, NY
    Scarsdale, NY
    Garnerville, NY
    Ardsley, NY
    Pearl River, NY
    Queens Village, NY
    New York, NY
    New York City, NY
    New City, NY
    Rye, NY
    Larchmont, NY
    Elmsford, NY
    Orangeburg, NY
    Nanuet, NY
    Valley Cottage, NY
    Patterson, NY
    Monroe, NY
    Mohegan Lake, NY
    Tuckahoe, NY
    Nyack, NY
    Goshen, NY
    Briarcliff, NY
    White Plains, NY
    Tarrytown, NY
    Yonkers, NY
    Pleasantville, NY
    Tarrytown, NY
    Mount Kisco, NY
    Yorktown Heights, NY
    New Rochelle, NY
    Peekskill, NY
    Eastchester, NY
    Hartsdale, NY
    Cross River, NY
    White Plains, NY
    Whiteplains, NY
    White Plains, NY
    Somers, NY
    Brewster, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-12
S63 Uniform Securities Agent State Law Examination 1984-04-18
  • S65 Uniform Investment Adviser Law Examination
    2000-12-12
  • S63 Uniform Securities Agent State Law Examination
    1984-04-18
Other Names
  • Philip Evan Saravis
  • Philip E Saravis

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