Robert Lawrence Pessell

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1982 → Present
  Financial Management Services, Inc.
  Encino, CA
• 02/1982 → Present
  Pacific Mutual
  Woodland Hills, CA
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Enico, CA
• 06/2000 → Present
  Kestra Investment Services, Llc
  Enico, CA

Other Businesses

Business Name: Partners Insurance Investment Related: Yes Address: 6345 Balboa Blvd #290 Encino CA 91316 Nature of Business: Insurance Position, Title or Relationship: Agent Start Date: 4/29/1986 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: i sell insuranceBusiness Name: Pessell Financial & Insurance Services, Inc FMS Financial Partners Investment Related: Yes Address: 6345 Balboa Blvd #290 Encino CA 91316 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: sole Owner Start Date: 8/9/2005 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: this is my corporation. i am the sole owner, presidentBusiness Name: FMS Financial Partners, Inc. Investment Related: Yes Address: 6345 Balboa Blvd #290 Encino CA 91316 Nature of Business: Insurance Position, Title or Relationship: I sit on the management committee Start Date: 6/1/2010 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: we meet 4 times per year and discuss the leases, equipment, look at our production and discuss any succession planning ideasBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-06-09

Designations

• Certified Financial Planner

Other Names

• Bob Pessell