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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-27
NC RA APPROVED 2004-10-08
  • TX RA
    APPROVED_RES
    Since 2013-03-27
  • NC RA
    APPROVED
    Since 2004-10-08

Branch Locations

2315 Airport Blvd Nw, Wilson, NC 27895 • United States

Wilson, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilson NC 06/2004 Present
Bank Of America, N.A. Wilson NC 09/2009 Present
Other Businesses

I*33864 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BARTON COLLEGE/NORTH CAROLINA WESLEYN COLLEGE INVESTMENT RELATED: N ADDRESS OF BUSINESS: WILSON, NORTH CAROLINA 27893 NATURE OF BUSINESS: OTHER,COLLEGE POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ADJUNCT PROFESSOR TEACH ADULT DEGREE CLASS, FNC 330 CORPORATE FINANCE OR FNC 320 MONEY & BANKING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-07
  • S66 Uniform Combined State Law Examination
    2004-10-07

View on SEC IAPD

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