Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
FL RA APPROVED 2024-03-07
  • KS RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21
  • FL RA
    APPROVED
    Since 2024-03-07

Branch Locations

10955 Lowell Ave Ste 900, 910, 920, 100, & 200, Overland Park, KS 66210 • United States

5129 Castello Dr Ste 2, Naples, FL 34103 • United States

Naples, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Prosperity Advisory Group, Inc. Overland Park KS 07/1989 01/2020
Prosperity Network Of Advisors, Llc Overland Park KS 11/1999 Present
Cetera Advisors Llc St Cloud MN 01/2013 Present
Prosperity Advisors, Llc & Dba --Ss&G Wealth Management Overland Park KS 05/2018 01/2022
Propserity Advisors, Llc Overland Park KS 01/2022 Present
Comprehensive Retirement Solutions (Crs), Llc Carmel IN 03/2022 01/2023
Prosperity Holdings, Llc Overland Park KS 03/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2024 Present
  • 07/1989 → 01/2020
    Prosperity Advisory Group, Inc.
    Overland Park, KS
  • 11/1999 → Present
    Prosperity Network Of Advisors, Llc
    Overland Park, KS
  • 01/2013 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 05/2018 → 01/2022
    Prosperity Advisors, Llc & Dba --Ss&G Wealth Management
    Overland Park, KS
  • 01/2022 → Present
    Propserity Advisors, Llc
    Overland Park, KS
  • 03/2022 → 01/2023
    Comprehensive Retirement Solutions (Crs), Llc
    Carmel, IN
  • 03/2022 → Present
    Prosperity Holdings, Llc
    Overland Park, KS
  • 01/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 1999-10-12 → 2005-12-31
    Prosperity Network, Inc
    Overland Park, KS
  • 1999-06-16 → 2004-01-01
    Vestax Securities Corporation
    Overland Park, KS
  • 2003-05-05 → 2003-12-31
    Cetera Advisors Llc
    Overland Park, KS
Other Businesses

1) LIVING WATERS CHRISTIAN CANOE MINISTRY INC, SAME AS OFFCE ADDRESS, FOUNDER AND VOLUNTEER DIRECTOR, START 2001, 4-10 HRS/WK 2) PROSPERITY SHARED, INC. INVESTMENT RELATED; ADDRESS SAME AS REGISTERED LOCATION; SUB S CORP, 9/1/25; POSITION: BOARD OF DIRECTORS; LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS; DESCRIPTION OF DUTIES: CORPORATION THAT OWNS PROSPERITY NETWORK OF ADVISORS, LLC. 3) MYDUCKS.ORG, SAME AS OFFICE ADDRESS, LIFE PLANNING, OVERSEEING THE MANGEMENT OF SERVICES, 2-4HR/WK 4) : UP GLOBAL ; INVESTMENT RELATED: NO SAME AS RESIDENTIAL LOCATION ; FAITH BASED INTERNATIONAL SUPPORT AGENCY ; START DATE: 01/2016 ; BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS; FOUNDING BOARD MEMBER ; 5) PROSPERITY NETWORK OF ADVISORS, LLC; INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, DBA FOR FINANCIAL AND INSURANCE SERVICES; START 09/2025 APX NUMBER OF HOURS PER WEEK: 1-3; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; TITLE: CONSULTING; DUTIES: ASSISTS WITH MEETING WITH AND SPEAKING TO ADVISORS AND RECRUITING EFFORTS 6) FIT TO RETIRE, LLC; NOT INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; SUBSCRIPTION BASED SERVICE TO SUPPORT FINANCIAL ADVISORS WITH NON-FINANCIAL RETIREMENT READINESS; START 2/2014; 3-10 HOURS/WEEK DURING SECURITIES TRADING HOURS; OWNER/COORDINATED INDEPENDENT DEVELOPMENT AND CONTENT TEAM. 7) PROSPERITY ADVISORS, LLC; INVESTMENT RELATED, SAME AS REGISTERED LOCATION; FINANCIAL SERVICES; STARTED: 09/2025; POSITION: BOARD OF DIRECTORS; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; DBA FOR FINANCIAL SERVICES; BOARD OF DIRECTORS 8) K STATE; INVESTMENT RELATED: NO; ADDRESS: 22201 W INNOVATION DR OLATHE, KS 66061; NATURE OF BUSINESS: ADVISORY BOARD MEMBER; STARTED: 9/2021; ADVISORY BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 1 ; DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: VOLUTEREER MEMBER OF COMMUNITY ADVISORY BOARD; 9) NAME OF OTHER BUSINESS: LITERACY KC; INVESTMENT RELATED: NO; ADDRESS: 3 NUMBER OF HOURS DURING TRADING HOURS: 1 ;3036 TROOST AVE KANSAS CITY, MO 64109; NATURE OF BUSINESS: ADVISORY BOARD MEMBER; START DATE: 1/2021; POSITION/TITLE/RELATIONSHIP: ADVISORY BOARD MEMBER/TREASURER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: ADVISORY BOARD MEMBER, TREASURER; 10) NAME OF OTHER BUSINESS: PFP; INVESTMENT RELATED: NO; ADDRESS: 1324 LOVERS LN , 343 JUSTIN HALL MANHATTAN, KT 66505; NATURE OF BUSINESS: ADVISORY BOARD MEMBER; START DATE: 6/2020; POSITION/TITLE/RELATIONSHIP: ADVISORY BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: ADVISORY BOARD MEMBER; 11) PROSPERITY TAX CENTER, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: REFERRER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS TO CPA; 12) PROSPERITY HOLDINGS, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: LLC, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: PART OWNER APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: LLC TO RECEIVE INCOME FROM PROSPERITY ADVISORS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-09
S63 Uniform Securities Agent State Law Examination 1983-08-30
  • S65 Uniform Investment Adviser Law Examination
    1998-06-09
  • S63 Uniform Securities Agent State Law Examination
    1983-08-30
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Overland Park, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor