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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2009-09-08 |
Branch Locations
1002 39Th Ave Sw Ste 209, Puyallup, WA 98373-3805 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Puyallup | WA | 09/2009 | Present |
1. 3/12/2010: OTHER-PHOTOGRAPHY - PHOTOGRAPHY. CREATION, PRODUCTION, PROMOTION, SALES, SERVICES, TEACHING, WORKSHOPS, FIELD TRIPS, SEMINARS, WRITING, PUBLISHING, CONSULTING, AND OTHER RELATED ACTIVITIES. - TIME SPENT 5%. 2. 3/17/2010: NON-VARIABLE INSURANCE DBA - BRUCE E. SEVEREID, CFP - INSURANCE AGENT. - TIME SPENT 10% - PUYALLUP, WA. 3. 04/18/2019 - Proctor Art Gallery - Investment related - 3811 N 26th Street, Tacoma, WA 98407 - Outside/W-2 Employment - start date:05/01/2019 - 16 hrs/mo - 6 hrs during trading - 1-2 days a month of manning a retail art gallery.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-09-28 |
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