Todd Joseph Donato

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2016-01-21

NJ RA
APPROVED

Since 2016-01-21

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Weehawken	NJ	09/2011	Present

09/2011 → Present

Ubs Financial Services Inc.

Weehawken, NJ

Other Businesses

MR. DONATO IS CO-OWNER SINCE JANUARY 2009, OF "PUMP IT UP", A NON-INVESTMENT RELATED BUSINESS LOCATED AT 500 BUSINESS PARK DRIVE, FREEHOLD, NJ 07728. MR. DONATO DOES ACCOUNTING AND IS A WEEKEND PARTY MANAGER AND DEVOTES NO TIME TO THIS BUSINESS DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-01-13
S63	Uniform Securities Agent State Law Examination	2003-09-04

S65 Uniform Investment Adviser Law Examination

2016-01-13
S63 Uniform Securities Agent State Law Examination

2003-09-04

Other Names

Todd Joseph Donato

View on SEC IAPD