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Mark Daniel Brittan

Ubs Financial Services Inc.

Omaha, NE

Omaha, NE

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-04-10
NE RA APPROVED 2005-06-23
  • TX RA
    APPROVED_RES
    Since 2014-04-10
  • NE RA
    APPROVED
    Since 2005-06-23

Branch Locations

13815 Fnb Parkway Suite 300, Omaha, NE 68154-5220 • United States

One Valmont Plaza Suite 300, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Omaha NE 06/2005 Present
  • 06/2005 → Present
    Ubs Financial Services
    Omaha, NE
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-05-05
S63 Uniform Securities Agent State Law Examination 1983-08-06
  • S65 Uniform Investment Adviser Law Examination
    1992-05-05
  • S63 Uniform Securities Agent State Law Examination
    1983-08-06

View on SEC IAPD

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