Best Investors Account Sign in
Inactive

Robert George Hagstrom

Equitycompass Investment Management, LLC

Vero Beach, FL

CRD 1175438

Claim This Profile
Employer firm

Equitycompass Investment Management, LLC CRD 145420

$221M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Equitycompass Investment Management, Llc

One South Street 25Th Floor, Baltimore, MD 21202 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-30
MD RA APPROVED 2024-08-30
  • FL RA
    APPROVED
    Since 2024-08-30
  • MD RA
    APPROVED
    Since 2024-08-30

Branch Locations

3150 Cardinal Drive Suite 101, Vero Beach, FL 32963 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitycompass Investment Management, Llc Vero Beach FL 04/2014 Present
Previous Registrations
  • 2012-12-04 → 2014-02-14
    1919 Investment Counsel, Llc
    Baltimore, MD
  • 2005-07-11 → 2012-12-04
    Clearbridge Investments
    Villanova, PA
    Baltimore, MD
    Wayne, PA
  • 2001-03-27 → 2006-04-11
    Legg Mason Focus Capital, Inc.
    Wayne, PA
Other Businesses

1. JOHN WILY & SONS, INC. 2. PUBLISHING 3. AUTHOR 4. I WRITE BOOKS 5. 20% 6. LESS THAN 5% 7. VARIOUS BASED ON ROYALTIES 8. NO

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-04-07
S65 Uniform Investment Adviser Law Examination 1992-04-24
  • S63 Uniform Securities Agent State Law Examination
    1995-04-07
  • S65 Uniform Investment Adviser Law Examination
    1992-04-24
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

MORGAN STANLEY
WELLS FARGO CLEARING SERVICES, LLC
CORRY CAPITAL ADVISORS, LLC

Nearby Investors

MICHAEL JOHN CURLEY
MICHELLE ANN DAVIS
WILLIAM GARDNER JOHNSON

Nearby Offices

MORGAN STANLEY · Vero Beach, FL
WELLS FARGO CLEARING SERVICES, LLC · VERO BEACH, FL
WELLS FARGO CLEARING SERVICES, LLC · VERO BEACH, FL

More in Vero Beach, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor