Harry Charles Katz

Current Employers

Employment History

• 06/1982 → Present
  Harry Katz & Associates
  Lynbrook, NY
• 02/2000 → 11/2018
  Northeast Securities Llc
  Mitchel Field, NY
• 11/2018 → Present
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2021-04-20 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY

Other Businesses

1. HARRY KATZ & ASSOCIATES,303 MERRICK ROAD, SUITE 502, LYNBROOK, NY 11563, INVESTMENT RELATED VARIABLE ANNUITY LIFE INSURANCE BUSINESS, INSURANCE AGENT OWNER, STARTED 6/1982, DEVOTED 200/HRS PER MONTH DURING AND AFTER TRADING HOURS. 2. LZP ASSET MANAGMENT INC. POSITION: President NATURE: S Corporation Used solely for the purposes of payroll, accounting and tax purposes. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 303 MERRICK RD STE 502, Lynbrook NY 11563, United States DESCRIPTION: Administrative 3. HARRY KATZ & ASSOCIATES POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 06/01/1982 ADDRESS: 303 MERRICK ROAD, SUITE 502, LYNBROOK NY 11563, United States DESCRIPTION: Life Insurance Sales 4. TRUSTEE POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/06/2020 ADDRESS: 303 Merrick Road, Suite 502, Lynbrook NY 11563, United States DESCRIPTION: Trustee 5. TRUSTEE POSITION: Trustee NATURE: Trustee Account # 1INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/06/2020 ADDRESS: 303 Merrick Road, Suite 502, Lynbrook NY 11563, United States DESCRIPTION: Trustee 6. TRUSTEE POSITION: Trustee NATURE: Trustee Account #2 INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/06/2020 ADDRESS: 303 Merrick Road, Suite 502, Lynbrook NY 11563, United States DESCRIPTION: Trustee of the Elizabeth Acquisto Trust Dated 5/6/2020 7. TRUSTEE POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/06/2020 ADDRESS: 303 Merrick Road, Suite 502, Lynbrook NY 11563, United States DESCRIPTION: Trustee

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-05-30