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Michael Bausk

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lynbrook, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2010-03-25
CT RA APPROVED 2009-12-11
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2010-03-25
  • CT RA
    APPROVED
    Since 2009-12-11

Branch Locations

266 Merrick Rd, Lynbrook, NY 11563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hewlett NY 09/2009 Present
Bank Of America, N.A. Hewlett NY 01/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-07
  • S66 Uniform Combined State Law Examination
    2009-12-07
Other Names
  • Michael R Bausk

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LYNBROOK, NY
OSAIC WEALTH, INC. · Lynbrook, NY
PARK AVENUE SECURITIES LLC · LYNBROOK, NY
PFS INVESTMENTS INC. · LYNBROOK, NY
PFS INVESTMENTS INC. · LYNBROOK, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · LYNBROOK, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · LYNBROOK, NY
LPL FINANCIAL LLC · ROCKVILLE CENTRE, NY

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